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Municipal Securities Rulemaking Board
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#	Item
811	Notice of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-27 16:08:54 Financial system Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Securities Act Self-regulatory organization Securities regulation in the United States Registered representative United States securities law Financial regulation Economy of the United States
812	Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments to Eliminate Exemptions from the Continuing Education Regulatory Element Requirements; Rel. No[removed], File No. SR-MSRB- Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-10-20 14:43:36 Municipal Securities Rulemaking Board 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Securities Exchange Act Financial system Government Tower Amendment Self-regulatory organizations United States securities law Financial regulation
813	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-05 16:56:50 73rd United States Congress United States Securities and Exchange Commission United States securities law Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Security Securities Act Mutual fund Securities Exchange Act Financial economics Investment Finance
814	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-14 14:21:24 Securities Self-regulatory organizations United States securities law Stock market United States Securities and Exchange Commission Underwriting Municipal Securities Rulemaking Board CUSIP Security Financial economics Financial system Finance
815	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]November 18, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Municipal S Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-18 17:03:27 Financial regulation U.S. Securities and Exchange Commission Securities Exchange Act Securities market Business Financial system Self-regulatory organizations Municipal Securities Rulemaking Board United States securities law
816	44 of 59 EXHIBIT 5 Note: Proposed new language is underlined. Proposed deletions are enclosed in brackets. 1 RTRS Facility The MSRB coordinated its plans for the RTRS facility with the new real-time comparison Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-07 08:23:46 Business Financial markets Municipal Securities Rulemaking Board ACT Security Short Financial Industry Regulatory Authority Repurchase agreement Self-regulatory organizations Finance Financial economics
817	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]July 18, 2013 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change to Amend Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-19 10:29:01 Financial economics Financial system 73rd United States Congress United States Securities and Exchange Commission Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Electronic Municipal Market Access Financial regulation United States securities law Self-regulatory organizations
818	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]March 6, 2012 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-07 13:06:07 Finance Business Self-regulatory organizations Municipal Securities Rulemaking Board Electronic Municipal Market Access Bonds U.S. Securities and Exchange Commission Securities Exchange Act Short Financial regulation Financial system Financial economics
819	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-05-02 10:27:06 Bonds Securities United States securities law Self-regulatory organizations Municipal Securities Rulemaking Board United States Securities and Exchange Commission U.S. Securities and Exchange Commission Securities Exchange Act Rulemaking Financial economics Financial system Finance
820	Notice of Withdrawal of Proposed Rule Change Consisting of Amendments to MSRB Rule G-20 (Gifts and Gratuities) and Related Amendments to MSRB Rule G-8 (Books and Records) and MSRB Rule G-9 (Preservation of Records), and Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-27 08:01:03 Financial regulation Law Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Economy of the United States Securities Exchange Act Rulemaking Tower Amendment Self-regulatory organizations United States securities law Municipal Securities Rulemaking Board

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